1 BEFORE THE 2 TEACHER STANDARDS AND PRACTICES COMMISSION 3 4 TN THE MATTER OF THE ) CORRECTED TEACHING LICENSE OF ) FINAL ORDER ) JULIE A. HAMILTON ) OAH Case No. 1202758 5 6 7 This matter came before the Commission to consider the Proposed Order issued by 8 Administrative Law Judge (ALJ) Alison Green Webster. No exceptions were filed. The 9 Commission now enters this Final Order. IO 11 HISTORY OF THE CASE 12 13 On September 29, 2011, the Teacher Standards and Practices Commission (TSPC) issued 14 a Notice of Opportunity For Hearing (Notice), charging Julie A. Hamilton, Respondent herein, 15 with gross neglect of duty in violation of ORS 342.175(1)(b). Respondent timely requested a . l6 hearing. ‘ 17 18 On April 10, 2012, TSPC referred the hearing request to the Office of Administrative 19 Hearings (OAH). The OAH assigned the matter to Senior ALJ Alison Greene Webster. 20 21 ALJ Webster convened a preheating conference on June 8, 2012. Assistant Attorney 22 General Judith Anderson appeared for TSPC and Attorney Aruna Masih appeared for 23 Respondent. 24 25 The hearing was held on October 8, 2012, in Tualatin, Oregon. TSPC was represented by 26 Assistant Attorney General Anderson and Attorney Masih represented Respondent. The 27 following witnesses testified at the hearing: Sande Brown, Principal at Gearhart Elementary 28 School; Jennifer Glasson, a teacher at Gearhart Elementary School; Jan Robison, Secretary at 29 Gearhart Elementary School; Respondent; Melissa Schacher, parent; and Dorothy “Dot” Russell, 30 Oregon Education Association. 31 32 The record closed at the conclusion of the hearing on October 8, 2012. 33 34 ISSUES 3S 36 1. Whether Respondent neglected to have students complete required work samples 37 and/0r neglected to maintain student information with Mastery In Motion, and if so, whether 38 Respondent’s conduct constituted gross neglect of duty in violation of ORS 342.175(1)(b) and 39 OAR 584-020-0040(4)(n), as it incorporates OAR 584-020-0010(5) (use of professional 40 judgment); OAR 584-020-0010(1) (recognizing worth and dignity of others and respect for each 41 individual) and OAR 584-020-0025(2)(c) (using and maintaining required student records). 42 In the Matter afJulie A. Hamilton, OAH Case No. 1202758 Page 1 of 12 1 2. Whether Respondent falsely reported to her Principal that she had appropriately 2 documented and filed student work samples and, if so, whether this conduct constituted gross 3 neglect of duty in violation of ORS 342.175(1)(b) and OAR 584-020-0040(4)(n), as it 4 incorporates OAR 584-020-0010(5) (use of professional judgment); OAR 584-0025(2)(e) (using 5 lawful and reasonable rules of district); OAR 584-020-0025(2)(c) (using and maintaining student 6 records as required by law, policies and procedures), and OAR 584-020-0040(4)(c) (knowing 7 falsification or knowing misrepresentation related to professional duties). 8 9 3. If one or more of the violations are proven, what is the appropriate sanction? lO 1 1 EVIDENTIARY RULINGS 12 13 Exhibits A1 to A9, offered by TSPC, were admitted into the record without objection. 14 Exhibits R1 through R5, R9, R11, R12, R16 through R18 and R21 through R23 offered by 15 Respondent were admitted Without objection. 16 17 Exhibits R6, R7 and R8 were excluded as not relevant. Exhibits R10, R13, R14, R15 and l8 R19 and R20 were not offered into evidence. 19 20 FINDINGS OF FACT 21 22 1. Respondent Julie A. Hamilton has been a licensed educator in Oregon since 1999. In 23 2007, afler spending nine years with the Springfield School District, Respondent transferred to 24 the Seaside School District to teach fifth grade at Gearhart Elementary School. (Test. of 25 Hamilton.) 26 27 2. During the 2007-2008 and 2008-2009 school years, Gearhart Elementary School used 28 a computer software pro gram/data base known as Mastery in Motion (MIM) to document and 29 record student work sample scores. Teachers were required to collect and score student work 30 samples to meet the standards and requirements of the Oregon Department of Education. The 31 schools and school districts had some flexibility in the subject areas in which they chose to l 32 record and retain student work samples. (Test. of Brown.) ‘ 33 l Q 34 3. During the 2007-2008 school year, Respondent’s fifth grade students completed 1 l 35 classroom work samples in the following subject matters: problem solving (math), reading, l ‘ 36 science, speaking and writing. (Ex. A8.) Teachers at Gearhart Elementary School were 37 expected to have their students complete work samples in each of these subject areas before the ‘ 38 end of the school year. Teachers were also expected to score the work samples and to record and 39 track the scores in the MIM database. In addition, teachers were expected to retain a hard copy 40 of the students’ work samples in a portfolio as part of the students’ cumulative file. (Test. of 41 Brown.) 42 43 4. During the 2007-2008 school year, Respondent had her students do some of their class 44 work, including their science work sample assignment, in oversized workbooks. At some point 45 late in the school year, Respondent realized that the work samples in the oversized workbooks 46 were difficult to photocopy due to the large size of the pages. She discussed this problem with In the Matter of Julie A. Hamilton, OAH Case No. 1202758 Page 2 of 12 1 the then other fifth grade teacher and with Principal Sande Brown. Principal Brown advised 2 Respondent that retaining a hard copy of the work in the students’ files was not essential, as long 3 as the students’ science scores were accurately recorded in MIM. Therefore, at the conclusion of 4 the 2007-2008 school year, Respondent completed her student work sample records in each 5 required subject area and recorded her students’ data in MIM, but she did not include a copy of 6 the science work sample in the students’ portfolios. Respondent also did not use separate scoring 7 sheets for the speaking exercise. She instead used her grade book to record the scores, and input 8 the students’ scores into MIM from her grade book. (Test. of Hamilton.) 9 10 5. At the outset of the 2007-2008 school year, Principal Brown had all teachers read and 11 sign a Gearhart Elementary School Staff Handbook. Respondent read and signed the Handbook 12 on August 30, 2008. Among other things, the Handbook addressed Student Information retained 13 by the school, including Mastery in Motion/Work Samples. The Handbook stated: “All teachers 14 grades 2-5 should be recording throughout the year the results of work sample assessments in 15 Mastery in Motion.” (Ex. A4; test. of Brown.) l6 17 6. With a new curriculum in place for the 2008-2009 school year, the district decided to 18 revamp the student work sample/MIM subject matter areas and collection standards. The district 19 advised teachers to wait on administering the reading work sample assignments to students until 20 a subcommittee decided how these work samples should be handled. Around this same time, all 21 teachers at Gearhart Elementary School were given the standards and instructions for completing 22 the student work samples in math. (Test. of Brown; Ex. A3 at 1; Ex. A5.) 23 24 7. In March 2009, Principal Brown emailed her staff the district’s revised 2009 Work 25 Sample Guidelines. For fiflh graders, the guidelines again required student work samples in five 26 subject areas: reading, writing, speaking, math and science. The published guidelines also stated 27 as follows: 28 29 Teachers will administer the following assessments to elicit independent and 30 authentic samples of student work and score them work using the State Scoring 31 Guides unless otherwise noted. A passing work sample will “meet” or “exceed” 32 in all areas. The best work sample from each subject will be recorded and 33 maintained in the student’s portfolio. t 34 l 35 (Ex. A5 at 3-4; test. of Brown.) 36 37 8. In May 2009, after some of the elementary school teachers expressed concerns about 38 the tool selected for the reading assessment and work sample, school administrators decided to 39 remove the reading work sample requirement for the year. On May 21, 2009, Principal Brown 40 emailed staff revised expectations for reading work samples for the 2008-2009 school year. 41 Specifically, Principal Brown advised the second through fifth grade teachers that if they had not 42 already entered their students’ work sample reading data into MIM, they did not need to do so. 43 In a June l, 2009, email, Principal Brown also reminded staff to send home to parents a copy 0f 44 the student’s MIM data page along with an explanation sheet from MIM. (Ex. A3 at 2; Ex. A6; 45 test. of Brown.) 46 In the Matter ofJuIie A. Hamilton, OAH Case N0. 1202758 Page 3 of 12 l 9. Late in the school year, as the students’ writing work sample, Respondent had her 2 students complete a writing exercise 0n the “Three Branches of Government.” (Test. 0f 3 Hamilton; Ex. A8 at 1-2.) Respondent graded the students’ writing samples and recorded the 4 grades in her grade book. She also brought the students’ writing samples to a staff scoring 5 meeting. (Test. of Hamilton; Ex. R21 and R22; test. of Brown.) 6 7 10. Although Respondent used the students’ “Three Branches 0f Government” writing 8 scores for the writing assessment/work sample, Respondent inadvertently sent these scored 9 writing samples home with the students. Therefore, Respondent did not have a copy of the 10 students’ writing work to place in the students’ work sample portfolios. (Test. of Respondent.) l 1 12 11. For her fifth grade students’ science work sample, Respondent’s students completed 13 a science project called “Hairy Head.” As she had done the year before, Respondent had the 14 students report their scientific findings in their oversized workbooks. Also, as she had done the 15 year before, Respondent graded the students’ science work samples and entered the grades into 16 her grade book, but she did not photocopy the science work samples for the students’ portfolios. 17 Though she did not discuss the matter with Principal Brown, Respondent assumed that she 18 would again be permitted to not retain a photocopy of the students’ science work samples in the 19 student portfolios as long as she had accurately recorded the students’ scores into MIM. (Test. of 20 Respondent; Exs. R21 and R22.) 21 22 12. Respondent completed the speaking work sample assignment with her fifth grade 23 students and recorded the students’ scores in her grade book. She did not use scoring sheets for 24 the assignment and, as a result, did not have any separate paperwork to document the speaking 25 assessment in the students’ portfolios. (Test. of Respondent.) 26 27 l3. On June 9, 2009, Respondent sat down at her computer to record her students’ work 28 sample data in MIM. She had recorded the students’ scores by hand in her grade book and 29 wanted to transfer the required data into the MIM database. Respondent had difficulty accessing 30 MIM and locating data that she had entered previously. She called another staff member, third 31 grade teacher Jennifer Glasson, and explained that was having “an emergency with Mastery in 32 Motion” and needed Ms. Glasson’s technical assistance. During the discussion, Respondent 33 advised Ms. Glasson that she and that year’s other fifth grade teacher, Ms. Reis (who was also 34 present in the room at that time), had not done the reading work samples. She also mentioned 35 she did not have copies of the students’ other work samples. Respondent then made a comment l 36 to the effect that, if the data she had previously entered could not be retrieved, she would have to 37 “fake it” 0r make up new scores for the students. Respondent made this comment facetiously, 38 though Ms. Glasson did not take it that way. Ms. Glasson was concerned that Respondent was 39 planning to enter made up reading scores into MIM for her students. (Test. of Glasson; test. of 40 Hamilton.) 41 42 14. While Ms. Glasson assisted Respondent in accessing MIM, Respondent asked Ms. 43 Glasson her understanding of the school’s policies for retaining student work samples. Ms. 44 Glasson told Respondent that Respondent was supposed to keep a copy of the MIM report, report 45 cards and another report (AIMSWeb) in the student’s cumulative folder, and keep the student’s 46 third and fifth grade work samples in a work sample folder. Ms. Glasson added that once the ; In the Matter of Julie A. Hamilton, OAH Case N0. 1202758 Page 4 of 12 1 student’s fifth grade work samples were added to the folder, the fourth grade samples were to go 2 home with the student.l Ms. Glasson expressed concern that if Respondent did not complete the 3 reading work samples, she would not have any fifth grade samples to put in the student folders. 4 Ms. Glasson helped Respondent access the data in MIM that Respondent had entered previously, 5 but Ms. Glasson came away from this conversation very concerned that Respondent was 6 falsifying student scores in MIM and not completing her student work sample requirements. 7 (Test. of Glasson; test. of Hamilton; Ex. A1.) 8 9 15. Later that evening, Ms. Glasson contacted Principal Brown about her conversation 10 with Respondent and Ms. Reis earlier in the day. Ms. Glasson expressed her concerns that 11 Respondent and Ms. Reis had entered made up scores into MIM and had not completed their 12 required student work sample assessments. (Test. of Brown; test. of Glasson; Ex. A1.) l3 14 16. On June 10, 2009, the last day of the school year, Principal Brown met with each 15 teacher to make sure that the teacher had completed all steps to close out the year. During 16 Principal Brown’s “check out” meeting with Respondent, Respondent assured Principal Brown 17 that she had completed student work sample records and filed portfolios and that she had 18 recorded the MIM data. (Ex. A7; test. of Brown.) Because Principal Brown had heard Ms. 19 Glasson’s concerns the previous night, she specifically asked Respondent whether she had 20 removed the fourth grade samples and added the fifth grade samples to the students’ work 21 sample portfolios and whether she had recorded the fifth grade work sample data into MIM. 22 Respondent answered affirrnatively, prompting Principal Brown to sign off on Respondent’s 23 check out form. (Ex. A1 at 5; Ex. A7; test. of Brown.) Although Respondent knew during her 24 check out meeting with Principal Brown that the students’ writing samples had inadvertently 25 been sent home with the students and were not available to place in the students’ portfolios, she 26 did not so advise Principal Brown at that time. Respondent also did not advise Principal Brown 27 during this meeting that she had not placed a copy of the science work sample in her students’ 28 portfolios. (Test. of Hamilton.) 29 30 l7. After her conversations with Ms. Glasson and Respondent, Principal Brown 31 downloaded copies of the MIM reports for the fifth grade students and reviewed the fifth grade 32 students’ work sample portfolios.Z She determined, among other things, that Respondent had 33 entered into MIM student data for speaking, writing and math, but not for science. She also 34 found that Respondent had not removed the students’ fourth grade work samples, had not placed 35 a copy of the MlM report in the cumulative file and had not retained a copy of the students’ 36 writing or science work samples or a score sheet for the speaking assessment in the student 37 portfolios. Ms. Brown then called a parent of a student in Respondent’s class (the parent was l l The school retained the students’ third and fifih grade work in the cumulative file, but returned fourth 1 grade work samples to the students alter a year because third grade and fifth grade are considered benchmark assessment years. (Test. of Brown; test. of Glasson.) 2 In her end of the year meeting, Ms. Reis also told Principal Brown that she had entered all the required work sample data into MIM and had filed the work in the students’ portfolios. Principal Brown later determined that Ms. Reis had not completed the required work samples and had not entered data into MIM. (Test. of Brown; Ex. A8 at 3-4.) In the Matter afJulie A. Hamil/0n, OAH Case No. 1202758 Page 5 of 12 l also an administrator for the school district), to confirm which documents Respondent had sent 2 home in the student’s report card envelope. The parent reported that his fifth grade daughter’s 3 report card envelope did not contain a MIM report, whereas his third grade daughter had one in 4 hers. (Ex. R20 at 4; Ex. A3 at 4; test. of Brown.) 5 6 18. Based on the information she had received to that point, Principal Brown was very 7 concerned that Respondent had not completed the student work sample requirements and had 8 lied to her about entering the fifth grade work sample scores into the MIM database. She set up t 9 an investigatory meeting with Respondent for June 30, 2009. (Test. of Brown.) 10 ll 19. On June 30, 2009, Respondent, along with her union representative, Dot Russell, met 12 with Principal Brown and District Superintendent Doug Dougherty. During the meeting, 13 Principal Brown expressed concern that Respondent had falsified records and lied about l4 completing the work sample requirements. Principal Brown also advised Respondent that when 15 she looked up the MIM reports and checked the student portfolios, she found the students’ math 16 work, but no writing or science samples. Respondent denied falsifying any records. She l7 explained that she had completed all the required work sample subjects. She also explained that 18 she did not place copies of the students’ science work samples in the student portfolios because, 19 like the prior school year, the students had done the work in oversized workbooks that were 20 difficult to photocopy. Respondent reminded Principal Brown that the prior school year, when 21 she had not retained the students’ science work samples in the portfolios, Principal Brown had 22 not been overly concerned as long as the scores had been entered in MIM. (Test. of Hamilton; 23 Ex. R12.) 24 25 20. During the June 30, 2009, meeting, Respondent also stated that she had entered the 26 students’ science scores into MIM, and did not know why the scores were not there. She offered 27 to turn over her grade book containing the students’ work sample scores, including the students’ 28 science scores. Respondent also suggested that the school district contact the parents, and ask 29 that they return the writing samples that had inadvertently been sent home earlier in the month. 30 Neither Principal Brown nor Superintendent Dougherty asked Respondent for her grade book. 31 The administrators also declined to follow up with the parents to collect the students’ work 32 samples. (Test. of Hamilton; Ex. R12; test. of Brown.) 33 34 21. Despite Respondent’ s denial that she had falsified any work sample data, 35 Superintendent Dougherty and Principal Brown still had concerns that, during her check out 36 meeting with Principal Brown on June 10, 2009, Respondent had not been completely candid 37 about completing all the student work sample assessments and entering the data into MIM. 38 Principal Brown was also concerned about the missing data, in part because the district is 39 accountable to the Oregon Department of Education for student scores arid information, and 40 because the school did not have samples of the students’ best work to send on to the middle 41 school. (Test. of Brown.) 42 43 22. On July 25, 2009, facing possible discipline or dismissal from employment for 44 falsely claiming that she completed and scored the required work samples, Respondent resigned 45 from the Seaside School District. (Ex. R16; test. of Russell.) 46 1n the Matter ofJulie A. Hamilton, OAH Case N0. 1202758 Page 6 of 12 1 23. The school district and Principal Brown had no concerns with Respondent’s teaching 2 abilities. While employed at Gearhart Elementary School, Respondent was well liked by her 3 students and by the parents. (Stipulation; test. of Schacher.) 4 5 24. After resigning from the Seaside School District, Respondent moved out of state for 6 another teaching job. Respondent is currently living in North Carolina, and is teaching in the 7 City of Jacksonville. She is licensed to teach in North Carolina through the Department of 8 Defense. (Test. of Hamilton.) 9 10 CONCLUSIONS OF LAW l 1 12 l. Although Respondent had her students complete required work samples, she neglected 13 to maintain student information with Mastery In Motion. Respondent’s conduct in this regard, l4 while negligent, did not rise to the level of gross neglect of duty in violation of ORS 15 342.175(l)(b) and OAR 584-020-0040(4)(n). 16 17 2. Respondent falsely reported to her Principal that she had appropriately documented and 18 filed student work samples. Respondent’s misrepresentation constituted gross neglect of duty in 19 violation of ORS 342.175(l)(b) and OAR 584-020-0040(4)(n). 20 21 3. The appropriate sanction for the above violation is a Public Reprimand. 22 23 OPINION 24 25 TSPC alleges that Respondent engaged in conduct that constitutes gross neglect of duty, 26 in violation of ORS 342.175(l)(b) and OAR 584-020-0040(4)(n). TSPC bears the burden of 27 proving the allegations by a preponderance of the evidence. ORS 183 .450(2) and (5); Reguero v. 28 Teachers Standards and Practices Commission, 312 Or 402, 418 (1991) (burden is on 29 Commission in disciplinary action); Cook v. Employment Div., 47 Or App 437 (1980) (in the 1 30 absence of legislation adopting a different standard, the standard in administrative hearings is l 31 preponderance of the evidence). Proof by a preponderance of evidence means that the fact finder l 32 is convinced that the facts asserted are more likely true than false. Riley Hill General Contractor 33 v. Tandy Corp, 303 Or 390 (1987). 34 35 ORS 342.175 authorizes TSPC to discipline educators licensed in the State of Oregon. It 36 provides in pertinent part, as follows: 37 38 (1) The Teacher Standards and Practices Commission may suspend or 39 revoke the license of a teacher or administrator, discipline a teacher 40 or administrator or suspend or revoke the right of any person to 41 apply for a license if the person has held a license at any time 42 within five years prior to issuance of the notice of charges under 43 ORS 342.1763 based on the following: 3 ORS 342.176(1) provides: “Upon receipt of a complaint or information that a person has violated ORS 342.143 or 342.175, the Teacher Standards and Practices Commission shall promptly undertake an investigation.” In the Matter ofJulie A. Hamilton, OAH Case No. 1202758 Page 7 of 12 1 * * * >l= * 2 (b) Gross neglect of duty[.] 3 4 OAR 584-020-0040(4) describes “gross neglect of duty” as “any serious and material 5 inattention to or breach of professional responsibilities.” Under subparagraph (n), a “substantial 6 deviation from professional standards of competency set forth in OAR 584-020-0010 through 7 584-020-0030” may be admissible as evidence of gross neglect of duty. 8 9 TSPC has also adopted Standards for Competent and Ethical Performance of Oregon 10 Educators. OAR chapter 584, division 20. TSPC will determine whether an educator’s 11 performance is ethical or competent in light of all the facts and circumstances surrounding the 12 educator’s performance as a whole. OAR 584-020-0000(3). For example, OAR 584-020- 13 0010(5) requires that a teacher or administrator demonstrate a commitment to “use professional 14 judgment.” OAR 584-020-0010(1) requires that an educator demonstrate a commitment to 15 “recognize the worth and dignity of all persons and respect for each individual.” OAR 584-020- i 16 0025(2)(c) addresses competency in terms of management skills and requires that the educator 1 17 demonstrate skills in “using and maintaining student records as required by federal and state law 18 and district policies and procedures.” 19 1 20 As noted above, the “gross neglect of duty” standard requires a “serious and material” 1 21 breach of professional responsibilities. A “substantial deviation” from professional standards of l 22 competency or ethics may constitute gross neglect of duty. OAR 584-020-0040(4)(n) and (o). l 23 Based on the plain language of the rule, therefore, not all breaches or deviations from professional 1 24 standards constitute “gross neglect of duty.” Only serious and material breaches give rise to TSPC 25 discipline. See Britton v. Board of Podiatry Examiners, 53 Or App 544 (1981) (recognizing that 26 gross negligence connotes an act beyond mere inadvertence or error in judgment). 27 28 l. Completing Required Work Samples and Maintaining Information in Mastery In 29 Motion Database. 4 30 31 In the Notice, TSPC first alleges that during the 2008-2009 school year, Respondent 32 “neglected to have students complete required work samples” and also “neglected to maintain 33 student information with Mastery in Motion, a data warehouse.” (Pleading 1.) TSPC contends 34 that Respondent’s conduct in this regard constitutes gross neglect of duty, through a failure to use 35 professional judgment, OAR 584-020-0010(5); a failure to recognize the worth and dignity of all 36 persons and respect for the individual, OAR 584-020-0010(1); and/or the failure to maintain 37 student records as required by law and district policies and procedures, OAR 584-020-0025(2)(c). 38 39 Notwithstanding TSPC’s first allegation, the record persuasively establishes that 40 Respondent had her students complete the required work samples in math, writing, speaking and 41 science. The math work was documented in MIM and the student portfolios. The speaking data 42 was documented in MIM. Respondent’s students were scored in writing on the “Three Branches 43 of Government” assignment, and were scored in science on the “Hairy Head” project. 4 The Commission modified this section by deleting discussion of an issue that was not alleged in the Notice and by clarifying the reasoning in the case. In the Matter ofJuIie A. Hamilton, OAH Case N0. 1202758 Page 8 of 12 l 2 As for the allegation that Respondent neglected to maintain student information with the 3 MIM, a preponderance of the evidence demonstrates that Respondent inputted into MIM student 4 work sample scores for math, writing, speaking and science although the science data was not 5 saved in the database. Thus, the question becomes whether Respondent’s error in inputting the 6 science data constitutes a “serious and material” breach of her professional responsibilities. 7 Based on the facts in the record the Commission finds that Respondent did not engage in Gross 8 Neglect of Duty. 9 10 The prior school year, when Respondent had difficulty photocopying the students’ 11 science work samples, she was led to believe that filing a hard copy of the students’ science work l2 was not essential, as long as the student scores were accurately recorded. On the one hand, 13 Respondent should have known from the 2009 guidelines that she was to retain the student’s best l4 work sample from each subject. On the other hand, in the prior school year, Respondent’s 15 failure to copy and retain the students’ science work did not result in discipline or corrective 16 action. Consequently, Respondent had reason to believe that accurately recording the science 17 data was more important than retaining the work samples for the student portfolios. And, 18 although Respondent knew that she was expected to file the writing samples in the student 19 portfolios, her failure to do so in this instance does not constitute gross neglect of duty. 20 21 In short, Respondent did neglect to maintain her students’ science scores in MIM, but her 22 error in using the data warehouse software does not amount to a substantial deviation from 23 professional standards of competency. Consequently, on this charge, TSPC has not proven 24 Respondent’s conduct constituted gross neglect of duty in violation of ORS 342.175(l)(b). 25 26 2. Reporting t0 Principal Brown that Student Scores Been Recorded in Mastery in 27 Motion and Work Samples Filed in Portfolios. 28 29 TSPC next alleges that Respondent told her Principal that she “had appropriately 30 documented and filed this information” but “when student files were examined this information 31 was missing.” (Pleading 1.) TSPC asserts that this conduct constitutes gross neglect of duty 32 under ORS 342.175(l)(b) and OAR 584-020-0040(4)(n) because Respondent knowingly 33 misrepresented she had completed the student work sample records and filed portfolios when in 34 fact the students’ writing samples and science work had gone home with the students. In this 35 regard, TSPC relies on, among other standards, OAR 584-020-0040(4)(c), which states that 36 “[k]nowing falsification of any document or knowing misrepresentation directly related to 37 licensure, employment, or professional duties” is evidence of gross neglect of duty.5 ‘ 38 t 39 The evidence establishes that when Respondent met with Principal Brown on June 10, 1 40 2009, she indicated that she had completed the student work sample records and filed the work 41 samples in the student portfolios. There is nothing to suggest that Respondent knew, at that 42 point, that the science data had not been properly saved in MIM. But, Respondent did know that 5 In the Notice, TSPC also cited to OAR 584-020-0010(5) (use of professional judgment); OAR 584-020- 0025(2)(e) (using district lawful and reasonable rules and regulations); OAR 584-020-0025(2)(c) (using and maintaining student records as required by federal and state law and district policies and procedures). (Pleading l.) In the Matter ofJulie A. Hamilton, OAH Case N0. 1202758 Page 9 of 12 1 she had inadvertently sent home the writing samples with her students and also that she had not 2 retained a photocopy of the students’ science work. Notwithstanding this knowledge, 3 Respondent assured Principal Brown that she had added the fifth grade work samples to the 4 student portfolios. Under these circumstances, TSPC has shown that, during the June 10, 2009, 5 meeting, Respondent knowingly misled Principal Brown about filing the work samples in the 6 student portfolios. 7 8 Respondent’s misrepresentations to Principal Brown about filing the student work 9 samples were directly related to her employment and professional duties. Also, Respondent 1 10 failed to demonstrate a commitment to professional judgment when she misstated what she had t ll done with the work samples. Respondent’s knowing misrepresentations to Principal Brown l 12 constitute a serious and material breach of her professional responsibilities. Rather than assure l 13 Principal Brown that the student portfolios were complete, Respondent should have notified l 14 Principal Brown that she had not filed the students’ writing and science work samples, and her 15 reasons for not doing so. It is Respondent’s lack of candor in this situation that gives rise to a 16 finding of gross neglect of duty in violation of ORS under ORS 342.175(l)(b) and OAR 584- 17 020-0040(4). l 8 19 3. Sanction 20 21 As discussed above, pursuant to ORS 342.175(1), TSPC is authorized to suspend, revoke 22 or otherwise discipline an educator for conduct constituting gross neglect of duty. In considering 23 disciplinary action against a teacher, the TSPC may consider any 0f the following factors set out 24 in OAR 584-020-0045 in its determination: 25 (l) If the misconduct or violation is an isolated occurrence, part of a continuing 26 pattern, or one of a series of incidents; 27 (2) The likelihood of a recurrence of the misconduct or violation; 28 (3) The educator’s past performance; 29 (4) The extent, severity, and irnrninence of any danger to students, other 30 educators, or the public; 31 (5) If the misconduct was open and notorious or had negative effects on the public 32 image of the school; 33 (6) The educator’s state of mind at the time of the misconduct and afterwards; 34 (7) The danger that students will imitate the educator's behavior or use it as a 35 model; 36 (8) The age and level of maturity of the students served by the educator; 37 (9) Any extenuating circumstances or other factors bearing on the appropriate 38 nature of a disciplinary sanction; or 39 (10) To deter similar misconduct by the educator 0r other educators. 40 41 At hearing, based on the two charges of gross neglect of duty, TSPC sought to suspend 42 Respondent’s teaching license for one month. However, because the evidence establishes only 43 one of the two alleged violations, and considering the above factors above, the Commission finds 44 that a Public Reprimand is an appropriate sanction for Respondent’s misconduct. The 45 determination that a public reprimand is appropriate is based on the specific facts in this case. 46 In the Matter ofJulie A. Hamilton, OAH Case No. 1202758 Page 10 of 12 1 Respondent’s misrepresentation to Principal Brown about filing the student work samples 2 was an isolated incident. The likelihood of a recurrence of the misconduct or violation is small. 3 Prior t0 this incident, Respondent had been a licensed educator in Oregon for 10 years with no 4 record of misconduct. There are no concerns about Respondent’s teaching abilities. Indeed, 5 while employed at Gearhart Elementary School, Respondent was well liked by her students and 6 by the parents. There is no evidence that Respondent’s conduct was open and notorious, and no 7 evidence it adversely impacted the school’s public image. Respondent’s failure to appropriately 8 document the student scores and work samples had potential consequences to the school, but as 9 found above, that conduct did not amount to a violation. 10 11 Respondent’s state of mind at the time of her misrepresentations to Principal Brown is 12 not evident, though in the investigatory meeting with Principal Brown and Superintendent 13 Dougherty on June 30, 2009, Respondent explained why she thought entering the data into MIM 14 was more important than retaining hard copies of the work samples for the student portfolios. 15 The record also demonstrates that the work sample requirements and expectations were in flux 16 for much of the 2008-2009 school year, and by year’s end Respondent was somewhat confused 17 about those requirements and expectations. Though this does not excuse Respondent’s lack of 18 candor With Principal Brown, it is a circumstance to consider. The remaining factors listed in 19 OAR 584—020-0045 are not directly relevant to the misconduct at issue, but a Public Reprimand 20 to Respondent would operate to deter similar misconduct by Respondent and other educators. 21 22 Consequently, for Respondent’s knowing misrepresentation to Principal Brown about 23 filing work samples in the student portfolios, Respondent should be publicly reprimanded. 24 25 ORDER 26 \ 27 28 For the foregoing reasons, Respondent Julie A. Hamilton is hereby Publicly 29 Reprimmrded. 30 31 32 {to 33 Dated this 2 I day of April 2013. ‘ 34 35 TEACHER STANDARDS AND PRACTICES COMMISSION i 36 ‘ 37 MM 38 BY; “U 1 39 Victoria Chamberlain, Executive Director 1 40 Teacher Standards and Practices Commission i 41 42 43 NOTICE: You are entitled to judicial review of this order. Judicial review may be obtained by 44 filing a petition for review within 60 days of the service of this order. Judicial review is pursuant 45 to the provision of ORS 183.482 to the Oregon Court of Appeal. In the Matter ofJulie A. Hamilton, OAH Case No. 1202758 Page ll of 12 wiwtrtgiig Mg trig it I"? in‘; i3 wish tripartite rim; Hleem“iw>11 lilivlifii‘liltllhtmuht .-J P» “WM-lath ~. e tall in‘ tr» 11 to ,4 ‘theatre; its‘"111.11“Twitstrmirrilmwim elimination“midfifiwt‘internment On April X q , 2013, l mailed the foregoing Corrected Final Order in OAH Case No. 1202758 to: By: U.S. First Class Mail Aruna A. Masih Attorney at Law Bennett, Hartman, Morris & Kaplan, LLP 210 SW Morrison Street Portland OR 97204-3149 Douglas C. Dougherty, Ph.D. Superintendent Seaside School District 1801 South Franklin Street Seaside OR 97138 By: Shuttle Judith Anderson Assistant Attorney General Department of Justice l 162 Court Street NE Salem OR 97301-4096 Hearings Coordinator Office of Administrative Hearings 4600 25‘h Avenue NE, Suite 140 Salem OR 97301 . / / A -214” 01..” Melo Han - y W!» - Drre tor of P Q‘ ronal Practlces In the Matter ofJult'e A. Hamilton, OAH Case No. 1202758 Page 12 of 12